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Who's Moving Where In Wealth Management? - Stone Wealth, Broadridge

Editorial Staff

27 January 2020

Texas-based John R Mata of Integrity Wealth Management with more than $135 million in assets, has affiliated with SA Stone Wealth Management, a US broker-dealer, and SA Stone Investment Advisors, a registered investment advisor.

The broker-dealer and RIA are subsidiaries of US-listed INTL FCStone Inc. 

Broadridge Financial Solutions
Broadridge Financial Solutions, the fintech firm, has appointed Michael Alexander as its president of the wealth management division, a newly-created role. Alexander is responsible for bringing together Broadridge's Wealth solutions into an integrated business. He will report to Tom Carey, president of global technology and operations at the firm.

The role will involve Alexander heading up the Broadridge Wealth Platform. The platform allows firms to deploy an integrated front-, middle-, and back-office solution. 

Since joining Broadridge in 2006, Alexander has taken on a number of senior roles. Prior to joining the firm, he was senior vice president of operations at Charles Schwab. He is a member of the SIFMA Operations and Technology Steering Committee.